{"entity":"us-securities-and-exchange-commission","name":"U.S. Securities and Exchange Commission","events":[{"date":"1934-06-06","until":null,"published":"2013-09-30","recorded":"2026-10-29","predicate":"founded","value":"1934-06-06","status":"valid","assertable":true,"id":"clm_10D9843C5067","evidence":{"by":"page-read","on":"2026-10-30","quote":"Securities Exchange Act of 1934 With this Act, Congress created the Securities and Exchange Commission.","url":"https://www.sec.gov/rules-regulations/statutes-regulations"}},{"date":null,"undated":true,"until":null,"published":null,"recorded":"2026-10-31","predicate":"headquarters","value":"Washington, D.C.","status":"valid","assertable":true,"id":"clm_F737FC929A28","evidence":{"by":"page-read","on":"2026-10-31"}},{"date":"2013-04-10","until":"2017-01-20","published":"2013-04-10","recorded":"2026-10-27","predicate":"chair","value":"Mary Jo White","status":"superseded","assertable":true,"id":"clm_EC7232CFD3D0","evidence":{"by":"page-read","on":"2026-10-29","quote":"Mary Jo White was sworn in as the 31st Chair of the SEC on April 10, 2013.","url":"https://www.sec.gov/about/sec-commissioners/sec-historical-summary-chairmen-commissioners/mary-jo-white"}},{"date":"2021-04-17","until":"2025-01-20","published":"2021-04-17","recorded":"2026-10-27","predicate":"chair","value":"Gary Gensler","status":"superseded","assertable":true,"id":"clm_A709831436B2","evidence":{"by":"page-read","on":"2026-10-29","quote":"Gary Gensler served as the 33rd Chair of the U.S. Securities and Exchange Commission from April 17, 2021, through January 20, 2025","url":"https://www.sec.gov/about/commissioners/gary-gensler"}},{"date":"2025-09-30","until":null,"published":null,"recorded":"2026-10-28","predicate":"employees","value":"4,542","status":"valid","assertable":true,"id":"clm_71CFD6AB2D18","evidence":{"by":"financials-audit","on":"2026-10-29"}},{"date":"2026-09-30","until":null,"published":"2026-09-30","recorded":"2026-10-28","predicate":"policy_changed","value":"Proposed private markets rule amendments","status":"valid","assertable":true,"id":"clm_2EA411CAC76F","evidence":{"by":"page-read","on":"2026-10-31","quote":"Together, these proposed amendments would offer expanded retail access to diversified investment opportunities, while promoting transparency and aligning incentives across the advisory ecosystem.","url":"https://www.sec.gov/newsroom/press-releases/2026-96-sec-proposes-amendments-expand-responsible-retailization-private-markets","excerpt":"The Securities and Exchange Commission today voted to propose rule amendments that would facilitate capital formation in the public and private markets by expanding retail investor choice and promoting innovation in regulated fund structures while…"}},{"date":"2026-10-20","until":null,"published":"2026-10-20","recorded":"2026-10-28","predicate":"partnership","value":"Autorité des Marchés Financiers","status":"valid","assertable":true,"id":"clm_8426303863BB","evidence":{"by":"page-read","on":"2026-10-31","quote":"Washington D.C., Oct. 20, 2026 — The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU)","url":"https://www.sec.gov/newsroom/press-releases/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service","excerpt":"The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU) designed to facilitate consultation and information-sharing in the…"}}],"complete":true,"legend":{"dates":"valid_from: when the claim took effect (a period figure: the day its period closed). published: the earliest day a source on the record published it (a filing's filing date, a post's date; null when no source carries one). recorded: the day AsOf first held it. A figure can take effect weeks before it is published.","why_not":{},"checked_by":{"page-read":"its source page states the value and the date","financials-audit":"checked against the page that states it (October 2026 financials audit)"}}}