{"entity":"us-securities-and-exchange-commission","id":"ent_us-securities-and-exchange-commission","name":"U.S. Securities and Exchange Commission","wikidata":"Q953944","page":"https://asof.is/record/us-securities-and-exchange-commission","summary":"U.S. Securities and Exchange Commission is an U.S. federal agency that enforces securities laws and regulates securities markets and major market participants (public companies, brokers, exchanges, and asset managers), a public body of the United States, headquartered in Washington, D.C. and founded in 1934.","title":null,"key_facts":[{"label":"Jurisdiction","value":"United States","claim":"clm_A27D637F80AE"},{"label":"Headquarters","value":"Washington, D.C.","claim":"clm_F737FC929A28"},{"label":"Founded","value":"1934","recorded":"1934-06-06","claim":"clm_10D9843C5067"}],"faq":[{"question":"Which jurisdiction is U.S. Securities and Exchange Commission in?","answer":"The United States."},{"question":"When was U.S. Securities and Exchange Commission founded?","answer":"In 1934."}],"as_of":"2026-11-13","known_by":null,"since":null,"fact_pages":[{"predicate":"chair","page":"https://asof.is/record/us-securities-and-exchange-commission/chair","md":"https://asof.is/record/us-securities-and-exchange-commission/chair.md","json":"https://asof.is/v1/entities/us-securities-and-exchange-commission/chair"},{"predicate":"headquarters","page":"https://asof.is/record/us-securities-and-exchange-commission/headquarters","md":"https://asof.is/record/us-securities-and-exchange-commission/headquarters.md","json":"https://asof.is/v1/entities/us-securities-and-exchange-commission/headquarters"},{"predicate":"founded","page":"https://asof.is/record/us-securities-and-exchange-commission/founded","md":"https://asof.is/record/us-securities-and-exchange-commission/founded.md","json":"https://asof.is/v1/entities/us-securities-and-exchange-commission/founded"},{"predicate":"employees","page":"https://asof.is/record/us-securities-and-exchange-commission/employees","md":"https://asof.is/record/us-securities-and-exchange-commission/employees.md","json":"https://asof.is/v1/entities/us-securities-and-exchange-commission/employees"},{"predicate":"country","page":"https://asof.is/record/us-securities-and-exchange-commission/country","md":"https://asof.is/record/us-securities-and-exchange-commission/country.md","json":"https://asof.is/v1/entities/us-securities-and-exchange-commission/country"}],"coverage":{"entity":"us-securities-and-exchange-commission","name":"U.S. Securities and Exchange Commission","kind":"regulator","sources":[{"source":"wikidata","item":"Q953944","covers":"dated statements whose reference URL is the source: leadership, ownership, names, founding, headquarters; never financial figures"},{"source":"feed","feed":"sec-press","name":"SEC Press Releases","url":"https://www.sec.gov/news/pressreleases.rss","records_on":"us-securities-and-exchange-commission","covers":"its posts are recorded here; each claim extracted from a post is recorded on the entity it is about"}],"holds":{"claims":11,"open":9,"retracted":0,"first":"1934-06-06","predicates":{"founder":{"claims":1,"open":1,"kind":"list"},"founded":{"claims":1,"open":1,"kind":"fact"},"policy_changed":{"claims":2,"open":2,"kind":"event"},"employees":{"claims":1,"open":1,"kind":"fact"},"partnership":{"claims":1,"open":1,"kind":"event"},"country":{"claims":1,"open":1,"kind":"fact"},"chair":{"claims":2,"open":0,"kind":"fact"},"incident":{"claims":1,"open":1,"kind":"event"},"headquarters":{"claims":1,"open":1,"kind":"fact"}}},"freshness":[{"origin":"feed","label":"claims extracted by an AI model from official feeds (feeds_ingest.py)","claims":4,"last_added":"2026-11-05","last_checked":"2026-11-05","last_verified":null},{"origin":"wikidata","label":"Wikidata statements that cite a reference URL (wikidata_ingest.py)","claims":6,"last_added":"2026-11-04","last_checked":"2026-11-04","last_verified":null},{"origin":"financials_audit","label":"the October 2026 financials audit (financials_fix.py)","claims":1,"last_added":"2026-10-28","last_checked":"2026-10-29","last_verified":"2026-10-28"}],"gaps":[],"group":[],"group_complete":true,"rule":"sources: what the pipeline reads for this entity, from its config (pipeline/entities.json, feeds.json, sec_companies.json, huggingface_authors.json). holds: its public claims by predicate; open is held today; kind fact is what entity_state answers by default, event is for timeline. freshness, per ingest (origin): last_added is the day it last put a new claim here (first_seen_at), last_checked the day one was last checked against its source (checked_on), last_verified the day reverify.py last confirmed one against Wikidata (value_json.verified_at). Only checked claims are public, so a fact missing here is unknown, not absent. gaps: what the record does not cover for this entity, so an empty answer is not read as news."},"claims":[{"id":"clm_A27D637F80AE","predicate":"country","value":"United States","valid_from":null,"undated":true,"valid_to":null,"published":null,"recorded":"2026-11-04","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission country: United States\", undated. Claim clm_A27D637F80AE, https://asof.is/claim/clm_A27D637F80AE, accessed 2026-11-13. Source: https://www.sec.gov/about/mission.","url":"https://asof.is/claim/clm_A27D637F80AE","accessed":"2026-11-13"},"confidence":0.95,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/about/mission","tier":"primary","publisher":"sec.gov","published_at":null},{"url":"https://www.wikidata.org/wiki/Q953944","tier":"secondary","publisher":"Wikidata","published_at":null}],"evidence":{"by":"page-read","on":"2026-11-04","quote":"An official website of the United States government","url":"https://www.sec.gov/about/mission"}},{"id":"clm_71CFD6AB2D18","predicate":"employees","value":"4,542","valid_from":"2025-09-30","valid_to":null,"published":null,"recorded":"2026-10-28","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission employees: 4,542\", as of 2025-09-30. Claim clm_71CFD6AB2D18, https://asof.is/claim/clm_71CFD6AB2D18, accessed 2026-11-13. Source: https://www.sec.gov/files/fy-2027-congressional-budget-justification.pdf.","url":"https://asof.is/claim/clm_71CFD6AB2D18","accessed":"2026-11-13"},"confidence":0.95,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/files/fy-2027-congressional-budget-justification.pdf","tier":"primary","publisher":null,"published_at":null},{"url":"https://www.sec.gov/about/reports/secfy17congbudgjust.pdf","tier":"primary","publisher":null,"published_at":null}],"evidence":{"by":"financials-audit","on":"2026-10-29"}},{"id":"clm_10D9843C5067","predicate":"founded","value":"1934-06-06","valid_from":"1934-06-06","valid_to":null,"published":"2013-09-30","recorded":"2026-10-29","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission founded: 1934-06-06\", as of 1934-06-06. Claim clm_10D9843C5067, https://asof.is/claim/clm_10D9843C5067, accessed 2026-11-13. Source: https://www.sec.gov/rules-regulations/statutes-regulations.","url":"https://asof.is/claim/clm_10D9843C5067","accessed":"2026-11-13"},"confidence":0.95,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/rules-regulations/statutes-regulations","tier":"primary","publisher":"sec.gov","published_at":"2013-09-30T00:00:00+00:00"},{"url":"https://www.wikidata.org/wiki/Q953944","tier":"secondary","publisher":"Wikidata","published_at":null}],"evidence":{"by":"page-read","on":"2026-10-30","quote":"Securities Exchange Act of 1934 With this Act, Congress created the Securities and Exchange Commission.","url":"https://www.sec.gov/rules-regulations/statutes-regulations"}},{"id":"clm_062AA9552DCB","predicate":"founder","value":"Franklin Delano Roosevelt","valid_from":null,"undated":true,"valid_to":null,"published":"2010-05-03","recorded":"2026-11-01","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission founder: Franklin Delano Roosevelt\", undated. Claim clm_062AA9552DCB, https://asof.is/claim/clm_062AA9552DCB, accessed 2026-11-13. Source: https://www.wikidata.org/wiki/Q953944.","url":"https://asof.is/claim/clm_062AA9552DCB","accessed":"2026-11-13"},"confidence":0.8,"status":"unverified","assertable":false,"why_not":"unverified","superseded_by":null,"sources":[{"url":"https://www.wikidata.org/wiki/Q953944","tier":"secondary","publisher":"Wikidata","published_at":null},{"url":"https://www.history.com/articles/securities-and-exchange-commission","tier":"secondary","publisher":"history.com","published_at":"2010-05-03T00:00:00+00:00"}],"evidence":{"by":"page-read","on":"2026-11-01","quote":"The SEC was created in 1934 as one of President Franklin Roosevelt’s New Deal programs to help fight the devastating economic effects of the Great Depression and prevent any future market calamities.","url":"https://www.history.com/articles/securities-and-exchange-commission"}},{"id":"clm_F737FC929A28","predicate":"headquarters","value":"Washington, D.C.","valid_from":null,"undated":true,"valid_to":null,"published":"2017-05-18","recorded":"2026-10-31","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission headquarters: Washington, D.C.\", undated. Claim clm_F737FC929A28, https://asof.is/claim/clm_F737FC929A28, accessed 2026-11-13. Source: https://www.sec.gov/about/contact-sec/sec-headquarters-hand-delivery-pickup-loading-dock-directions.","url":"https://asof.is/claim/clm_F737FC929A28","accessed":"2026-11-13"},"confidence":0.95,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/about/contact-sec/sec-headquarters-hand-delivery-pickup-loading-dock-directions","tier":"primary","publisher":"sec.gov","published_at":"2017-05-18T00:00:00+00:00"},{"url":"https://www.wikidata.org/wiki/Q953944","tier":"secondary","publisher":"Wikidata","published_at":null}],"evidence":{"by":"page-read","on":"2026-10-31"}},{"id":"clm_F2FAC3C77218","predicate":"incident","value":"Meyer Global Management LLC","valid_from":"2026-09-30","valid_to":null,"published":"2026-09-30","recorded":"2026-11-05","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission incident: Meyer Global Management LLC\", as of 2026-09-30. Claim clm_F2FAC3C77218, https://asof.is/claim/clm_F2FAC3C77218, accessed 2026-11-13. Source: https://www.sec.gov/newsroom/press-releases/2026-98-sec-charges-meyer-global-management-its-ceo-defrauding-retail-investors-private-funds-held-interests.","url":"https://asof.is/claim/clm_F2FAC3C77218","accessed":"2026-11-13"},"confidence":0.7,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/newsroom/press-releases/2026-98-sec-charges-meyer-global-management-its-ceo-defrauding-retail-investors-private-funds-held-interests","tier":"primary","publisher":"US Securities and Exchange Commission","published_at":"2026-09-30T00:00:00+00:00"}],"evidence":{"by":"page-read","on":"2026-11-05","quote":"Washington D.C., Sept. 30, 2026 — The Securities and Exchange Commission today charged private fund adviser Meyer Global Management LLC (MGM) and its CEO, Owen E.H. Meyer, with defrauding investors and MGM-managed funds","url":"https://www.sec.gov/newsroom/press-releases/2026-98-sec-charges-meyer-global-management-its-ceo-defrauding-retail-investors-private-funds-held-interests","excerpt":"The Securities and Exchange Commission today charged private fund adviser Meyer Global Management LLC (MGM) and its CEO, Owen E.H. Meyer, with defrauding investors and MGM-managed funds in connection with investments in SpaceX and other pre-IPO…"}},{"id":"clm_8426303863BB","predicate":"partnership","value":"Autorité des Marchés Financiers","valid_from":"2026-10-20","valid_to":null,"published":"2026-10-20","recorded":"2026-10-28","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission partnership: Autorité des Marchés Financiers\", as of 2026-10-20. Claim clm_8426303863BB, https://asof.is/claim/clm_8426303863BB, accessed 2026-11-13. Source: https://www.sec.gov/newsroom/press-releases/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service.","url":"https://asof.is/claim/clm_8426303863BB","accessed":"2026-11-13"},"confidence":0.7,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/newsroom/press-releases/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service","tier":"primary","publisher":"US Securities and Exchange Commission","published_at":"2026-10-20T00:00:00+00:00"}],"evidence":{"by":"page-read","on":"2026-10-31","quote":"Washington D.C., Oct. 20, 2026 — The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU)","url":"https://www.sec.gov/newsroom/press-releases/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service","excerpt":"The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have entered into a Memorandum of Understanding (MOU) designed to facilitate consultation and information-sharing in the…"}},{"id":"clm_2EA411CAC76F","predicate":"policy_changed","value":"Proposed private markets rule amendments","valid_from":"2026-09-30","valid_to":null,"published":"2026-09-30","recorded":"2026-10-28","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission policy changed: Proposed private markets rule amendments\", as of 2026-09-30. Claim clm_2EA411CAC76F, https://asof.is/claim/clm_2EA411CAC76F, accessed 2026-11-13. Source: https://www.sec.gov/newsroom/press-releases/2026-96-sec-proposes-amendments-expand-responsible-retailization-private-markets.","url":"https://asof.is/claim/clm_2EA411CAC76F","accessed":"2026-11-13"},"confidence":0.7,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/newsroom/press-releases/2026-96-sec-proposes-amendments-expand-responsible-retailization-private-markets","tier":"primary","publisher":"US Securities and Exchange Commission","published_at":"2026-09-30T00:00:00+00:00"}],"evidence":{"by":"page-read","on":"2026-10-31","quote":"Together, these proposed amendments would offer expanded retail access to diversified investment opportunities, while promoting transparency and aligning incentives across the advisory ecosystem.","url":"https://www.sec.gov/newsroom/press-releases/2026-96-sec-proposes-amendments-expand-responsible-retailization-private-markets","excerpt":"The Securities and Exchange Commission today voted to propose rule amendments that would facilitate capital formation in the public and private markets by expanding retail investor choice and promoting innovation in regulated fund structures while…"}},{"id":"clm_2BB0014B1BA6","predicate":"policy_changed","value":"Rule 14a-8","valid_from":"2026-09-16","valid_to":null,"published":"2026-09-16","recorded":"2026-11-05","citation":{"plain":"AsOf. \"U.S. Securities and Exchange Commission policy changed: Rule 14a-8\", as of 2026-09-16. Claim clm_2BB0014B1BA6, https://asof.is/claim/clm_2BB0014B1BA6, accessed 2026-11-13. Source: https://www.sec.gov/newsroom/press-releases/2026-89-sec-proposes-rescission-shareholder-proposal-rule-reforms-proxy-solicitation-process.","url":"https://asof.is/claim/clm_2BB0014B1BA6","accessed":"2026-11-13"},"confidence":0.7,"status":"valid","assertable":true,"superseded_by":null,"sources":[{"url":"https://www.sec.gov/newsroom/press-releases/2026-89-sec-proposes-rescission-shareholder-proposal-rule-reforms-proxy-solicitation-process","tier":"primary","publisher":"US Securities and Exchange Commission","published_at":"2026-09-16T00:00:00+00:00"}],"evidence":{"by":"page-read","on":"2026-11-05","quote":"Washington D.C., Sept. 16, 2026 — The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authority and intrudes into matters of state law.","url":"https://www.sec.gov/newsroom/press-releases/2026-89-sec-proposes-rescission-shareholder-proposal-rule-reforms-proxy-solicitation-process","excerpt":"The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authority and intrudes into matters of state law.The Commission outlined…"}}],"legend":{"dates":"valid_from: when the claim took effect (a period figure: the day its period closed). published: the earliest day a source on the record published it (a filing's filing date, a post's date; null when no source carries one). recorded: the day AsOf first held it. A figure can take effect weeks before it is published.","citation":"citation: how to cite the row (plain: one sentence with the value, its as-of date, the claim id and URL, the day answered and the primary source; url: the claim page; accessed: the day answered). APA and BibTeX forms are on the claim page.","why_not":{"unverified":"Unverified: one source that is not primary, or a primary source below confidence 0.7. Asserted once a primary source or a second independent domain confirms it."},"checked_by":{"page-read":"its source page states the value and the date, as read by an AI model","financials-audit":"checked against the page that states it (October 2026 financials audit)"}}}